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Symmetries and conservation laws

Consider a Lagrangian L(qI,q˙I)L(q^I, \dot{q}^I). A symmetry is a transformation

qI(qI)(qI)q^I \to (q^I)'(q^I)

such that

L(qI,q˙I)=L((qI),(q˙I))+dΛ(q,q˙)dtL(q^I, \dot{q}^I) = L((q^I)', (\dot{q}^I)') + \frac{d\Lambda(q,\dot q)}{dt}

where (q˙I)=ddt(qI)(\dot{q}^I)' = \frac{d}{dt} (q^I)'. The last term in (1) is a total derivative; thus (as one can see by studying the resulting action) it does not contribute to the equations of motion.

In other words, the action is invariant up to a boundary term.

Example: cyclic coordinates

The simplest example is a Lagrangian which does not even depend on soem subset of the coordinates, only their velocities. Consider L(qI,q˙I)L(q^I, \dot{q}^I) to be independent of qkq^k for some kk (but still depend on q˙k\dot{q}^k). Then the transformation qk(qk)=qk+αq^k \to (q^k)' = q^k + \alpha for α\alpha a constant real number. Clearly q˙k\dot{q}^k is invariant, so the entire Lagrangian is. We call qkq^k a cyclic coordinate.

What does this mean for the equations of motion? Well, we know that

Fk=Lqk=0{\cal F}_k = \frac{\del L}{\del q^k} = 0

The Euler-Lagrange equations for qkq^k become:

p˙k=Lq˙k=0\dot{p}^k = \frac{\del L}{\del \dot{q}^k} = 0

In other words, the generalized momentum pkp^k is conserved.

Some examples:

  1. Consider L=12m(x˙2+y˙2+z˙2)V(x,y)L = \half m(\dot{x}^2 + \dot{y}^2 + \dot{z}^2) - V(x,y). Then zz is a cyclic coordinate, and the momentum pz=mz˙p_z = m \dot{z} is conserved, as a result of invariance of the action under translations in teh zz direction.

  2. A particle in polar coordinates in a central force, L=12m(r˙2+r2ϕ˙2)V(r)L = \half m (\dot{r}^2 + r^2 \dot{\phi}^2) - V(r). We studied this last time; the cyclic coordinate is ϕ\phi and the conserved conjugate momentum os pϕ=mr2ϕ˙p_{\phi} = m r^2 \dot{\phi} which is the angular momentum. Thus, invariance under rotations implies the conservation of angular momentum.

These suggest a more general story to which we now turn.

Noether’s theorem

Noether’s theorem applies to continuous symmetries, that is, to a continuous family of transformations (qI)=(qI)(qI ;α)(q^I)' = (q^I)'(q^I\ ; \alpha) where α\alpha is some real parameter and (qI)(qI ;0)=qI(q^I)'(q^I\ ; 0) = q^I. Noether showed that every such famikly of symmetries implied a conservation law.

We will provide a constuctive proof. Let (qI)=qI+δqI(q^I)' = q^I + \delta q^I. If this transformation is a symmetry, then

L(qI,+δqI,q˙I+δq˙I)=L(qIq˙I)+fracdΛdt=L(qI,q˙I)+δqILqI+δq˙ILq˙I+O(δq2)\begin{align} L(q^I, + \delta q^I, \dot{q}^I + \delta \dot{q}^I) & = L(q^I \dot{q}^I) + frac{d\Lambda}{dt} \\ = L(q^I, \dot{q}^I) + \delta q^I \frac{\del L}{\del q^I} + \delta \dot{q}^I \frac{\del L}{\del \dot{q}^I} + {\cal O}(\delta q^2) \end{align}

Working to first order in δq\delta q, the fact that this is a symmetry means that

δqILqI+δq˙ILq˙I=dΛdt=δqILqI+ddt(δqILq˙I)δqIddtLq˙I\begin{align} \delta q^I \frac{\del L}{\del q^I} + \delta \dot{q}^I \frac{\del L}{\del \dot{q}^I} & = \frac{d\Lambda}{dt}\\ & = \delta q^I \frac{\del L}{\del q^I} + \frac{d}{dt} \left(\delta q^I \frac{\del L}{\del \dot{q}^I}\right) - \delta q^I \frac{d}{dt} \frac{\del L}{\del \dot{q}^I} \end{align}

Now the first and last terms on the second line are just δqI\delta q^I times the Euler-Lagrange equations, and so vanish if qIq^I(t)$ satisfies the classical equations of motion. When it does, we are left with

ddt(δqILq˙IΛ)=ddt(δqIpIΛ)=0\frac{d}{dt} \left(\delta q^I \frac{\del L}{\del \dot{q}^I} - \Lambda\right) = \frac{d}{dt} \left(\delta q^I p_I - \Lambda\right) = 0

Thus we have a conserved charge, sometimes called a *Noether charge,

Q=δqIpIΛQ = \delta q^I p_I - \Lambda

for every infinitesimal symmetry transformation qq+δqq \to q + \delta q.

Examples.

  1. We have given two classic examples in the discussion above, of linear and angular momentum, and I invite the student to show that the charges QQ associated to translational and rotational invariance lead to the same conserved quantities.

  2. Similarly, one can work in Cartesian coordinates with the infinitesimal rotation xcosϵxsinϵyx \to \cos\epsilon x - \sin \epsilon y and ycosϵy+sinϵxy \to \cos \epsilon y + \sin \epsilon x. For infinitesimal ϵ\epsilon, δx=ϵy\delta x = - \epsilon y and δy=ϵx\delta y = \epsilon x. For the Lagrangian L=12m(x˙2+y˙2)=V(x2+y2)L = \half m (\dot{x}^2 + \dot{y}^2) = V(\sqrt{x^2 + y^2}), which is clearly invariant under rotations, the associated Noether charge is

Q=δxpx+δypy=ypx+xpy=LQ = \delta x p_x + \delta y p_y = - y p_x + x p_y = L

where LL is the angular momentum in Cartesioan coordinates. I leave it to the student to show that this is the same as the generalized momentum pϕp_{\phi} dreived in polar coordinates.

  1. Another important symmetry is time translation invariance; the symmetry is a shift tt+ϵt \to t + \eps. Consider a Lagrangian which is explicitly time-independent. Then

L(q(t+ϵ),q˙(t+ϵ))=L(q+ϵq˙,q˙+ϵq¨)=L(q,q˙)+ϵ[q˙ILqI+q¨ILq˙I]=L+ϵddtL(q,q˙)\begin{align} L(q(t + \eps), \dot{q}(t + \eps)) & = L(q + \eps \dot{q}, \dot{q} + \eps \ddot{q}) \\ & = L(q,\dot{q}) + \eps \left[\dot{q}^I \frac{\del L}{\del q^I} + \ddot{q}^I \frac{\del L}{\del \dot{q}^I}\right]\\ & = L + \eps \frac{d}{dt} L(q,\dot{q}) \end{align}

The conserved quantity is thus

Q=ϵ(q˙IpIL)Q = \eps (\dot{q}^I p_I - L)

The quantity Hq˙IpILH - \dot{q}^I p_I - L is known as the Hamiltonian and the energy can be defined as the value of this Hamiltonian. As an example, for L=12mx˙2V(x)L = \half m \dot{\vec{x}}^2 - V({\vec x}), the Hamiltonian is clearly

H=x˙p12mx˙2+V(x)=12mp2+V\begin{align} H & = \dot{\vec x} \cdot \vec{p} - \half m \dot{\vec{x}}^2 + V({\vec x})\\ & = \frac{1}{2m}{\vec p}^2 + V \end{align}

where in the final line we used p=mx˙\vec{p} = m\dot{\vec{x}}. In this case HH is clearly the kinetic plus potential energy. More generally, we define HH as the energy of the system, and so the conservation of energy is a consequence of invariance under time translation.